Vorschlag für eine VERORDNUNG DES EUROPÄISCHEN PARLAMENTS UND DES RATES über Aufsichtsanforderungen an Wertpapierfirmen und zur Änderung der Verordnungen (EU) Nr. 575/2013, (EU) Nr. 600/2014 und (EU) Nr. 1093/2010 (6857/EU XXVI.GP)

RAT: 16017/17 PUBLIC
21.12.2017
deutsch (Orginalsprache englisch)

EU-V: U32 Offizielles Ratsdokument

Vorschlag für eine VERORDNUNG DES EUROPÄISCHEN PARLAMENTS UND DES RATES über Aufsichtsanforderungen an Wertpapierfirmen und zur Änderung der Verordnungen (EU) Nr. 575/2013, (EU) Nr. 600/2014 und (EU) Nr. 1093/2010

Erstellt am 21.12.2017 von: Wertpapiere und Versicherungen

Eingelangt am 22.12.2017, U32 Übermittlung

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COM
COM(2017) 292
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COM(2017) 592
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COM(2017) 790
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SWD(2017) 481
INT
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CODEC 2146
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EF 356
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Ausschuss für Finanzdienstleistungen (FSC)
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ABl. L 145 vom 30.4.2004, S. 1
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ABl. L 173 vom 12.6.2014, S. 349
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ABl. L 176 vom 27.6.2013, S. 1
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ABl. L 176 vom 27.6.2013, S. 338
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ABl. L 3 vom 7.1.2004, S. 36
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ABl. L 55 vom 28.2.2011, S. 13
ABL
ABl. L 78 vom 24.3.2015, S. 1
BES
2004/10/EG
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(EU) 2015/849
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2000/12/EG
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85/611/EWG
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Datum EU-Datenbanknr. Dokument der EU-Vorlage Sprache Einstufung
21.12.2017 6828/EU XXVI.GP
englisch PUBLIC

EU-Vorlage: U32 Offizielles Ratsdokument

Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010

Eingelangt am 22.12.2017, U32 Übermittlung
21.12.2017 6865/EU XXVI.GP
englisch PUBLIC

EU-Vorlage: U32 Offizielles Ratsdokument

COMMISSION STAFF WORKING DOCUMENT Review of the prudential framework for investment firms Accompanying the document Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010 Proposal for a DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential supervision of investment firms and amending Directives 2013/36/EU and2014/65/EU

Eingelangt am 22.12.2017, U32 Übermittlung
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Interinstitutionelle Zahl
Link
2017/0359 COD Legislative Observatory
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Code Sachgebiet
EF 356 Finanzinstitute
ECOFIN 1151 Wirtschafts- und Finanzfragen
CODEC 2146 Mitentscheidungsverfahren
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Thema
Institutionelle Fragen
Wirtschaft, Währung & Finanzen
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Datum Dok.Nr.
Art Betreff
13.04.2018 RAT: 7933/18 EUST
Proposal for a DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential supervision of investment firms and amending Directives 2013/36/EU and 2014/65/EU [doc.16011/17 - COM (2017) 791 FINAL] Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010 [doc. 16017/17 - COM (2017) 790 FINAL] - Opinion on the application of the Principles of Subsidiarity and Proportionality/Cover note from the Romanian Senate (17627/EU XXVI.GP)
07.03.2018 RAT: 6966/18 EUST
Proposal for a DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential supervision of investment firms and amending Directives 2013/36/EU and 2014/65/EU [doc.16011/17 EF354 ECOFIN 1149 CODEC 2143 - COM (2017) 791 FINAL] Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010 [doc. 16017/17 EF 356 ECOFIN 1151 CODEC 2146 - COM (2017) 790 FINAL] - Opinion on the application of the Principles of Subsidiarity and Proportionality/Cover note from the Spanish Parliament (14219/EU XXVI.GP)
24.01.2018 RAT: CM 1284/18 EUCM
Consultation of the European Central Bank by the Council on a proposal for a Regulation of the European Parliament and of the Council on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010 [ref. 2017/0359 (COD) - COM(2017) 790 final - 16017/17] (8992/EU XXVI.GP)
08.02.2018 RAT: CM 1543/18 EUCM
Consultation of the European Economic and Social Committee by the Council on a proposal for a Regulation of the European Parliament and of the Council on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010 [ref. 2017/0359 (COD) - COM(2017) 790 final - doc. 16017/17] (10771/EU XXVI.GP)
25.10.2019 RAT: 13362/19 EUST
Entwurf einer VERORDNUNG DES EUROPÄISCHEN PARLAMENTS UND DES RATES über Aufsichtsanforderungen an Wertpapierfirmen und zur Änderung der Verordnungen (EU) Nr. 1093/2010, (EU) Nr. 575/2013, (EU) Nr. 600/2014 und (EU) Nr. 806/2014 (erste Lesung) – Annahme des Gesetzgebungsakts (746/EU XXVII.GP)
13.04.2018 RAT: 7933/18 EUST
Proposal for a DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential supervision of investment firms and amending Directives 2013/36/EU and 2014/65/EU [doc.16011/17 - COM (2017) 791 FINAL] Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010 [doc. 16017/17 - COM (2017) 790 FINAL] - Opinion on the application of the Principles of Subsidiarity and Proportionality/Cover note from the Romanian Senate (17627/EU XXVI.GP)
19.03.2019 RAT: 7460/19 EUST
Investment Firms Supervision package - Confirmation of the final compromise text with a view to agreement (58483/EU XXVI.GP)
04.01.2019 RAT: 5020/19 EUST
Proposal for a Directive of the European Parliament and of the Council on the prudential supervision of investment firms and amending Directives 2013/36/EU and 2014/65/EU and Proposal for a Regulation of the European Parliament and of the Council on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010 - Mandate for negotiations with the European Parliament (49131/EU XXVI.GP)
07.03.2018 RAT: 6966/18 EUST
Proposal for a DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential supervision of investment firms and amending Directives 2013/36/EU and 2014/65/EU [doc.16011/17 EF354 ECOFIN 1149 CODEC 2143 - COM (2017) 791 FINAL] Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010 [doc. 16017/17 EF 356 ECOFIN 1151 CODEC 2146 - COM (2017) 790 FINAL] - Opinion on the application of the Principles of Subsidiarity and Proportionality/Cover note from the Spanish Parliament (14219/EU XXVI.GP)
19.04.2018 RAT: 8134/18 EUST
Vorschlag für eine VERORDNUNG DES EUROPÄISCHEN PARLAMENTS UND DES RATES über Aufsichtsanforderungen an Wertpapierfirmen und zur Änderung der Verordnungen (EU) Nr. 575/2013, (EU) Nr. 600/2014 und (EU) Nr. 1093/2010 Vorschlag für eine RICHTLINIE DES EUROPÄISCHEN PARLAMENTS UND DES RATES über die Beaufsichtigung von Wertpapierfirmen und zur Änderung der Richtlinien (EU) Nr. 2013/36 und (EU) Nr. 2014/65 - Begriffsbestimmung von "Kreditinstitut"; Verhältnis zur SSM-Verordnung (21628/EU XXVI.GP)
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Datum Dok.Nr.
Art Betreff
28.01.2019 RAT: CM 1414/19 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés only Date: 30 January 2019 Time: 9.30 Venue: COUNCIL JUSTUS LIPSIUS BUILDING Rue de la Loi 175, 1048 BRUSSELS (51674/EU XXVI.GP)
26.06.2019 RAT: CM 3404/19 EUTO
Jurists/Linguists Group LEX Building Room: LEX 3 Date: 9 September 2019 Time: 10.00 Venue: COUNCIL LEX BUILDING Rue de la Loi 145, 1048 BRUSSELS (69625/EU XXVI.GP)
10.01.2018 RAT: CM 1087/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) Date: 25 January 2018 Time: 10.00 Venue: COUNCIL EUROPA BUILDING Rue de la Loi 155, 1048 BRUSSELS (7511/EU XXVI.GP)
07.02.2019 RAT: CM 1604/19 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés only Date: 11 February 2019 Time: 9.30 Venue: COUNCIL JUSTUS LIPSIUS BUILDING Rue de la Loi 175, 1048 BRUSSELS (53136/EU XXVI.GP)
20.02.2019 RAT: CM 1821/19 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés only Date: 21 February 2019 Time: 14.30 Venue: COUNCIL JUSTUS LIPSIUS BUILDING Rue de la Loi 175, 1048 BRUSSELS (54785/EU XXVI.GP)
27.02.2019 RAT: CM 1942/19 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés only Date: 28 February 2019 Time: 14.30 Venue: COUNCIL JUSTUS LIPSIUS BUILDING Rue de la Loi 175, 1048 BRUSSELS (55701/EU XXVI.GP)
05.09.2018 RAT: CM 4140/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés and experts Date: 20 September 2018 Time: 10.00 Venue: COUNCIL EUROPA BUILDING Rue de la Loi 155, 1048 BRUSSELS (33646/EU XXVI.GP)
03.12.2018 RAT: CM 5656/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés only Date: 10 December 2018 Time: 10.00 Venue: COUNCIL JUSTUS LIPSIUS BUILDING Rue de la Loi 175, 1048 BRUSSELS (45902/EU XXVI.GP)
30.01.2018 RAT: CM 1384/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) Date: 22 February 2018 Time: 10.00 Venue: COUNCIL EUROPA BUILDING Rue de la Loi 155, 1048 BRUSSELS (9554/EU XXVI.GP)
01.03.2018 RAT: CM 1832/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) Date: 27 March 2018 Time: 10.00 Venue: COUNCIL JUSTUS LIPSIUS BUILDING Rue de la Loi 175, 1048 BRUSSELS (13207/EU XXVI.GP)
30.04.2018 RAT: CM 2592/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés and experts Date: 17 May 2018 Time: 10.00 Venue: COUNCIL EUROPA BUILDING Rue de la Loi 155, 1048 BRUSSELS (19570/EU XXVI.GP)
01.06.2018 RAT: CM 3033/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés and experts Date: 25 June 2018 Time: 10.00 Venue: COUNCIL JUSTUS LIPSIUS BUILDING Rue de la Loi 175, 1048 BRUSSELS (24112/EU XXVI.GP)
25.07.2018 RAT: CM 3916/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés and experts Date: 3 September 2018 Time: 9.30 Venue: COUNCIL JUSTUS LIPSIUS BUILDING Rue de la Loi 175, 1048 BRUSSELS (32063/EU XXVI.GP)
05.09.2018 RAT: CM 4140/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés and experts Date: 20 September 2018 Time: 10.00 Venue: COUNCIL EUROPA BUILDING Rue de la Loi 155, 1048 BRUSSELS (33646/EU XXVI.GP)
01.10.2018 RAT: CM 4529/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés and 1 expert Date: 15 October 2018 Time: 10.00 Venue: COUNCIL JUSTUS LIPSIUS BUILDING Rue de la Loi 175, 1048 BRUSSELS (36828/EU XXVI.GP)
30.10.2018 RAT: CM 5081/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés and 1 expert Date: 16 November 2018 Time: 10.00 Venue: COUNCIL EUROPA BUILDING Rue de la Loi 155, 1048 BRUSSELS (40452/EU XXVI.GP)
22.11.2018 RAT: CM 5471/18 EUTO
Working Party on Financial Services (Investment Firms Supervision - IFS) - Attachés and 1 expert Date: 30 November 2018 Time: 14.00 Venue: COUNCIL JUSTUS LIPSIUS BUILDING Rue de la Loi 175, 1048 BRUSSELS (43973/EU XXVI.GP)
Dok.Nr.
Links
COM: COM(2017) 790 EUR-Lex IPEX